Confidentiality, Integrity and Security
5T Wealth Management, LLC, a Registered Investment Advisor, considers client privacy to be a fundamental aspect of our client relationships. We are committed to maintaining the confidentiality, integrity, and security of our current, prospective and former clients' personal information.
In the course of providing you with advisory services, we may collect, retain, and use your information for the purpose of administering our operations, providing client service, and complying with legal and regulatory requirements. This information may come from sources such as account applications, investment policy statements, from your transactions, and other forms from other written, electronic or verbal correspondence from your brokerage, attorney, accountant or other advisor you may employ.
The information we gather is available to departments and employees of 5T on a "need to know" basis. We may also share information with certain third parties with whom we must correspond with in order to conduct business on your behalf. These third parties may include our clearing broker/dealers, the custodians of the assets held in your account(s), mutual fund companies, and portfolio managers.
We do not provide, disclose, or sell any nonpublic information to unaffiliated third parties for marketing purposes, unless the third party is essential in administering our operations, or except as required or permitted by law.
5T Wealth Management may disclose information about your account to a non-affiliated third party at your written request. For example, some clients have given us the written authority to provide account information directly to their accountant for tax purposes.
Finally, to further safeguard client information digitally, we maintain password protected systems, updated anti-virus and anti-spyware software, and encrypted email and firewalls.
April 16, 2012